| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 340,201 | 2,011,000 | 40.64% | ||
| 2 | Bulldog Investors, LLP | 217,607 | 1,286,000 | 25.99% | ||
| 3 | Yakira Capital Management, Inc. | 126,610 | 748,000 | 15.12% | SH | |
| 4 | HEARTLAND ADVISORS INC | 101,663 | 601,000 | 12.15% | ||
| 5 | RENAISSANCE TECHNOLOGIES LLC | 28,441 | 168,000 | 3.39% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 14,992 | 89,000 | 1.80% | ||
| 7 | UBS AG | 3,476 | 21,000 | 0.42% | ||
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,419 | 20,000 | 0.40% | ||
| 9 | BNP PARIBAS FINANCIAL MARKETS | 416 | 2,459 | 0.05% | ||
| 10 | Tower Research Capital LLC (TRC) | 298 | 2,000 | 0.04% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 33 | 0 | 0.00% | ||
| 12 | DEUTSCHE BANK AG\ | 19 | 0 | 0.00% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
