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OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201
OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 18 Institutional holders with a total value of $1,315,925.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 631,777 627,000 47.65%
2 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 266,050 264,000 20.06%
3 SHEPHERD KAPLAN KROCHUK, LLC 99,800 99,000 7.52%
4 GEODE CAPITAL MANAGEMENT, LLC 74,013 73,000 5.55%
5 Virtu KCG Holdings LLC 53,587 53,000 4.03%
6 NORTHERN TRUST CORP 45,117 45,000 3.42%
7 GOLDMAN SACHS GROUP INC 33,653 33,000 2.51%
8 Moors & Cabot, Inc. 31,000 31,000 2.36%
9 UBS AG 23,600 23,000 1.75%
10 CITADEL ADVISORS LLC 17,819 18,000 1.37%
11 Creative Planning 17,500 17,000 1.29%
12 Commonwealth Equity Services, Inc 11,000 11,000 0.84%
13 PEAPACK GLADSTONE FINANCIAL CORP 10,000 9,925 0.75%
14 BlackRock Investment Management, LLC 4,669 5,000 0.38%
15 MORGAN STANLEY 3,965 4,000 0.30%
16 Tower Research Capital LLC (TRC) 2,303 2,000 0.15%
17 CITIGROUP INC 894 1,000 0.08%
18 MYCIO WEALTH PARTNERS, LLC 250 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.