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OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201
OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 16 Institutional holders with a total value of $919,200.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 631,777 455,000 49.50%
2 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 266,050 208,000 22.63%
3 GEODE CAPITAL MANAGEMENT, LLC 74,013 53,000 5.77%
4 Virtu KCG Holdings LLC 70,512 51,000 5.55%
5 CITADEL ADVISORS LLC 69,005 50,000 5.44%
6 NORTHERN TRUST CORP 45,117 32,000 3.48%
7 GOLDMAN SACHS GROUP INC 29,984 22,000 2.39%
8 Creative Planning 17,500 13,000 1.41%
9 Moors & Cabot, Inc. 15,000 9,000 0.98%
10 Commonwealth Equity Services, Inc 11,000 8,000 0.87%
11 PEAPACK GLADSTONE FINANCIAL CORP 10,000 7,200 0.78%
12 UBS Group AG 6,182 4,000 0.44%
13 BlackRock Investment Management, LLC 4,669 3,000 0.33%
14 MORGAN STANLEY 3,966 3,000 0.33%
15 CITIGROUP INC 1,071 1,000 0.11%
16 MYCIO WEALTH PARTNERS, LLC 250 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.