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AUBURN NATL BANCORP
AUBURN NATL BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 14 Institutional holders with a total value of $4,930,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 120,094 2,984,000 60.53%
2 SUNTRUST BANKS INC 39,209 974,000 19.76%
3 DIMENSIONAL FUND ADVISORS LP 24,912 623,000 12.64%
4 ALLIANCEBERNSTEIN L.P. 10,300 258,000 5.23%
5 UBS Group AG 890 22,000 0.45%
6 BANK OF AMERICA CORP /DE/ 600 15,000 0.30%
7 Oakworth Capital, Inc. 526 13,000 0.26%
8 MUFG Americas Holdings Corp 520 13,000 0.26%
9 BlackRock Investment Management, LLC 379 9,000 0.18%
10 WELLS FARGO & COMPANY/MN 201 5,000 0.10%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 5,000 0.10%
12 ROYAL BANK OF CANADA 200 5,000 0.10%
13 Tower Research Capital LLC (TRC) 156 4,000 0.08%
14 MORGAN STANLEY 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.