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AUBURN NATL BANCORP
AUBURN NATL BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 19 Institutional holders with a total value of $7,544,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 157,639 4,453,000 59.03%
2 SUNTRUST BANKS INC 39,527 1,116,000 14.79%
3 DIMENSIONAL FUND ADVISORS LP 24,925 704,000 9.33%
4 ALLIANCEBERNSTEIN L.P. 24,580 694,000 9.20%
5 LINCOLN NATIONAL CORP 14,217 402,000 5.33%
6 UBS Group AG 1,387 39,000 0.52%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,100 31,000 0.41%
8 BANK OF AMERICA CORP /DE/ 600 17,000 0.23%
9 Oakworth Capital, Inc. 526 15,000 0.20%
10 MSI Financial Services Inc 518 15,000 0.20%
11 BlackRock Fund Advisors 474 13,000 0.17%
12 BlackRock Investment Management, LLC 413 12,000 0.16%
13 Tower Research Capital LLC (TRC) 353 10,000 0.13%
14 ROYAL BANK OF CANADA 200 6,000 0.08%
15 WELLS FARGO & COMPANY/MN 200 6,000 0.08%
16 MUFG Americas Holdings Corp 184 5,000 0.07%
17 IFP ADVISORS, INC 140 4,000 0.05%
18 ACADIAN ASSET MANAGEMENT LLC 55 2,000 0.03%
19 MORGAN STANLEY 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.