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CHINA BAK BATTERY INC
CHINA BAK BATTERY INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 9 Institutional holders with a total value of $76,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,640 36,000 47.37%
2 WEDBUSH SECURITIES INC 13,600 31,000 40.79%
3 UBS Group AG 2,278 5,000 6.58%
4 Creative Planning 1,000 2,000 2.63%
5 BARCLAYS PLC 500 1,000 1.32% Put
6 BARCLAYS PLC 297 1,000 1.32%
7 MSI Financial Services Inc 51 0 0.00%
8 Tower Research Capital LLC (TRC) 95 0 0.00%
9 BANK OF AMERICA CORP /DE/ 126 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.