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CHINA BAK BATTERY INC
CHINA BAK BATTERY INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 12 Institutional holders with a total value of $261,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Global X Management CO LLC 71,130 167,000 63.98%
2 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,640 37,000 14.18%
3 WEDBUSH SECURITIES INC 15,816 37,000 14.18%
4 UBS Group AG 3,586 8,000 3.07%
5 MORGAN STANLEY 2,530 6,000 2.30%
6 CITIGROUP INC 1,556 4,000 1.53%
7 Creative Planning 1,000 2,000 0.77%
8 MSI Financial Services Inc 51 0 0.00%
9 BARCLAYS PLC 97 0 0.00%
10 BANK OF AMERICA CORP /DE/ 126 0 0.00%
11 Tower Research Capital LLC (TRC) 27 0 0.00%
12 CUTLER GROUP LLC / CA 4,100 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.