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EMPIRE RES INC DEL COM
EMPIRE RES INC DEL COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 11 Institutional holders with a total value of $969,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 69,852 286,000 29.51%
2 SHEPHERD KAPLAN KROCHUK, LLC 66,900 274,000 28.28%
3 VANGUARD GROUP INC 33,865 139,000 14.34%
4 Evercore Wealth Management, LLC 22,000 90,000 9.29%
5 First Allied Advisory Services, Inc. 19,150 78,000 8.05%
6 PERRITT CAPITAL MANAGEMENT INC 12,616 52,000 5.37%
7 ROYAL BANK OF CANADA 8,334 34,000 3.51%
8 UBS AG 2,333 10,000 1.03%
9 Tower Research Capital LLC (TRC) 1,159 5,000 0.52%
10 MORGAN STANLEY 365 1,000 0.10%
11 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.