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EMPIRE RES INC DEL
EMPIRE RES INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 13 Institutional holders with a total value of $1,524,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SHEPHERD KAPLAN KROCHUK, LLC 91,880 380,000 24.93%
2 VANGUARD GROUP INC 78,065 323,000 21.19%
3 FIRST MANHATTAN CO. LLC. 74,852 309,000 20.28%
4 PERRITT CAPITAL MANAGEMENT INC 74,213 307,000 20.14%
5 Evercore Wealth Management, LLC 22,000 91,000 5.97%
6 RENAISSANCE TECHNOLOGIES LLC 16,100 67,000 4.40%
7 ROYAL BANK OF CANADA 8,334 35,000 2.30%
8 BlackRock Investment Management, LLC 865 4,000 0.26%
9 Ground Swell Capital, LLC 647 3,000 0.20%
10 UBS AG 418 2,000 0.13%
11 Tower Research Capital LLC (TRC) 521 2,000 0.13%
12 MORGAN STANLEY 365 1,000 0.07%
13 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.