| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 38,100,000 | 34,429,000 | 17.88% | PRN | |
| 2 | AQR ARBITRAGE LLC | 22,225,000 | 20,183,000 | 10.48% | PRN | |
| 3 | Park West Asset Management LLC | 20,923,000 | 18,896,000 | 9.81% | PRN | |
| 4 | ASCEND CAPITAL, LLC | 20,675,000 | 18,682,000 | 9.70% | PRN | |
| 5 | WHITEBOX ADVISORS LLC | 19,730,000 | 17,819,000 | 9.25% | PRN | |
| 6 | ZAZOVE ASSOCIATES LLC | 17,950,000 | 16,267,000 | 8.45% | PRN | |
| 7 | AMUNDI ASSET MANAGEMENT US, INC. | 14,375,000 | 12,982,000 | 6.74% | PRN | |
| 8 | OAKTREE CAPITAL MANAGEMENT LP | 11,121,000 | 10,106,000 | 5.25% | PRN | |
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 8,133,000 | 7,334,000 | 3.81% | PRN | |
| 10 | LAZARD ASSET MANAGEMENT LLC | 6,999,000 | 6,355,000 | 3.30% | PRN | |
| 11 | WELLS FARGO & COMPANY/MN | 6,485,000 | 5,772,000 | 3.00% | PRN | |
| 12 | Context Capital Management, LLC | 5,920,000 | 5,349,000 | 2.78% | PRN | |
| 13 | Pine River Capital Management L.P. | 4,165,000 | 3,738,000 | 1.94% | PRN | |
| 14 | JPMORGAN CHASE & CO | 3,365,000 | 3,022,000 | 1.57% | PRN | |
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 30,000 | 2,710,000 | 1.41% | PRN | |
| 16 | GEODE CAPITAL MANAGEMENT, LLC | 3,000,000 | 2,709,000 | 1.41% | PRN | |
| 17 | IRON Financial LLC | 1,170,000 | 1,068,000 | 0.55% | ||
| 18 | SANDERS MORRIS HARRIS INC/FA | 16,279,000 | 1,013,000 | 0.53% | PRN | |
| 19 | CREDIT SUISSE AG/ | 792,000 | 715,000 | 0.37% | PRN | |
| 20 | DEUTSCHE BANK AG\ | 782,000 | 706,000 | 0.37% | PRN | |
| 21 | CITIGROUP INC | 765,000 | 691,000 | 0.36% | PRN | |
| 22 | Bank of New York Mellon Corp | 700,000 | 629,000 | 0.33% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 572,000 | 517,000 | 0.27% | PRN | |
| 24 | PRELUDE CAPITAL MANAGEMENT, LLC | 400,000 | 363,000 | 0.19% | PRN | |
| 25 | ADVENT CAPITAL MANAGEMENT /DE/ | 264,000 | 238,000 | 0.12% | PRN | |
| 26 | SEI INVESTMENTS CO | 230,000 | 208,000 | 0.11% | ||
| 27 | ENVESTNET ASSET MANAGEMENT INC | 35,000 | 32,000 | 0.02% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 20,000 | 18,000 | 0.01% | ||
| 29 | ROYAL BANK OF CANADA | 20,000 | 18,000 | 0.01% | PRN | |
| 30 | MORGAN STANLEY | 19,000 | 17,000 | 0.01% | PRN | |
| 31 | Sterneck Capital Management, LLC | 18,000 | 16,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
