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AXT INC COM
AXT INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 75 Institutional holders with a total value of $72,664,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIMENSIONAL FUND ADVISORS LP 2,251,705 10,808,000 14.87%
2 PERRITT CAPITAL MANAGEMENT INC 1,810,181 8,689,000 11.96%
3 VANGUARD GROUP INC 1,420,964 6,821,000 9.39%
4 ARIEL INVESTMENTS, LLC 1,344,402 6,453,000 8.88%
5 RENAISSANCE TECHNOLOGIES LLC 918,834 4,410,000 6.07%
6 BlackRock Institutional Trust Company, N.A. 785,287 3,769,000 5.19%
7 ROYCE & ASSOCIATES LP 697,857 3,350,000 4.61%
8 Informed Momentum Co LLC 662,107 3,178,000 4.37%
9 Pacific Ridge Capital Partners, LLC 578,860 2,779,000 3.82%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 326,406 1,567,000 2.16%
11 RUSSELL INVESTMENTS GROUP, LTD. 306,761 1,534,000 2.11%
12 ClariVest Asset Management LLC 312,537 1,500,000 2.06%
13 Ancora Advisors LLC 275,900 1,324,000 1.82%
14 WELLS FARGO & COMPANY/MN 268,750 1,290,000 1.78%
15 Timpani Capital Management LLC 212,135 1,018,000 1.40%
16 NEW YORK STATE COMMON RETIREMENT FUND 211,180 1,014,000 1.40%
17 ESSEX INVESTMENT MANAGEMENT CO LLC 211,174 1,014,000 1.40%
18 GEODE CAPITAL MANAGEMENT, LLC 192,619 924,000 1.27%
19 Allianz Asset Management GmbH 184,666 886,000 1.22%
20 Hillsdale Investment Management Inc. 181,900 873,000 1.20%
21 OXFORD ASSET MANAGEMENT LLP 154,961 744,000 1.02%
22 DEUTSCHE BANK AG\ 134,141 643,000 0.88%
23 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 130,400 626,000 0.86%
24 ALGERT GLOBAL LLC 124,521 598,000 0.82%
25 FRIESS ASSOCIATES LLC 122,400 588,000 0.81%
26 BlackRock Fund Advisors 87,006 418,000 0.58%
27 MORGAN STANLEY 78,701 377,000 0.52%
28 ALAMBIC INVESTMENT MANAGEMENT, L.P. 76,932 369,000 0.51%
29 MILLENNIUM MANAGEMENT LLC 75,672 363,000 0.50%
30 NORTHERN TRUST CORP 75,641 363,000 0.50%
31 Municipal Employees' Retirement System of Michigan 64,560 310,000 0.43%
32 GSA CAPITAL PARTNERS LLP 58,500 281,000 0.39%
33 Manatuck Hill Partners, LLC 57,000 274,000 0.38%
34 FRANKLIN RESOURCES INC 52,881 254,000 0.35%
35 ACADIAN ASSET MANAGEMENT LLC 52,729 252,000 0.35%
36 GOLDMAN SACHS GROUP INC 49,261 236,000 0.32%
37 JPMORGAN CHASE & CO 48,556 233,000 0.32%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,103 197,000 0.27%
39 TFS CAPITAL LLC 37,057 178,000 0.24%
40 FNY PARTNERS FUND LP 36,418 175,000 0.24%
41 Bank of New York Mellon Corp 35,885 172,000 0.24%
42 CITADEL ADVISORS LLC 26,087 125,000 0.17%
43 Brandywine Global Investment Management, LLC 25,120 121,000 0.17%
44 C M BIDWELL & ASSOCIATES LTD 23,025 111,000 0.15%
45 PANAGORA ASSET MANAGEMENT INC 23,118 111,000 0.15%
46 A.R.T. Advisors, LLC 22,622 108,000 0.15%
47 Virtu KCG Holdings LLC 21,995 106,000 0.15%
48 NORDEA INVESTMENT MANAGEMENT AB 21,707 104,000 0.14%
49 Dynamic Technology Lab Private Ltd 21,568 104,000 0.14%
50 BOOTHBAY FUND MANAGEMENT, LLC 20,351 98,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.