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AXT INC
AXT INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 94 Institutional holders with a total value of $119,051,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIMENSIONAL FUND ADVISORS LP 2,593,023 15,040,000 12.63%
2 VANGUARD GROUP INC 1,457,029 8,450,000 7.10%
3 KENNEDY CAPITAL MANAGEMENT LLC 1,048,998 6,084,000 5.11%
4 Hood River Capital Management LLC 982,621 5,699,000 4.79%
5 BlackRock Finance, Inc. 883,539 5,125,000 4.30%
6 RENAISSANCE TECHNOLOGIES LLC 835,860 4,848,000 4.07%
7 ARIEL INVESTMENTS, LLC 832,727 4,830,000 4.06%
8 PERRITT CAPITAL MANAGEMENT INC 820,817 4,761,000 4.00%
9 ROYCE & ASSOCIATES LP 809,743 4,697,000 3.95%
10 DRIEHAUS CAPITAL MANAGEMENT LLC 795,593 4,614,000 3.88%
11 Pacific Ridge Capital Partners, LLC 782,534 4,539,000 3.81%
12 NORTHPOINTE CAPITAL LLC 780,033 4,524,000 3.80%
13 Informed Momentum Co LLC 672,506 3,901,000 3.28%
14 TWO SIGMA INVESTMENTS, LP 538,274 3,122,000 2.62%
15 Allianz Asset Management GmbH 459,722 2,666,000 2.24%
16 MILLENNIUM MANAGEMENT LLC 399,173 2,315,000 1.94%
17 WELLS FARGO & COMPANY/MN 360,695 2,092,000 1.76%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 329,606 1,912,000 1.61%
19 MCKINLEY CAPITAL MANAGEMENT LLC 285,384 1,655,000 1.39%
20 ESSEX INVESTMENT MANAGEMENT CO LLC 278,509 1,615,000 1.36%
21 OBERWEIS ASSET MANAGEMENT INC/ 272,330 1,580,000 1.33%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 237,696 1,379,000 1.16%
23 BOGLE INVESTMENT MANAGEMENT L P /DE/ 223,500 1,296,000 1.09%
24 GEODE CAPITAL MANAGEMENT, LLC 215,960 1,252,000 1.05%
25 ClariVest Asset Management LLC 206,504 1,197,000 1.01%
26 MORGAN STANLEY 202,469 1,175,000 0.99%
27 NEW YORK STATE COMMON RETIREMENT FUND 182,181 1,057,000 0.89%
28 AMERIPRISE FINANCIAL INC 181,725 1,054,000 0.89%
29 Ancora Advisors LLC 157,900 916,000 0.77%
30 GOLDMAN SACHS GROUP INC 155,687 903,000 0.76%
31 HERALD INVESTMENT MANAGEMENT Ltd 150,000 870,000 0.73%
32 Bank of New York Mellon Corp 148,703 862,000 0.72%
33 ALAMBIC INVESTMENT MANAGEMENT, L.P. 143,811 834,000 0.70%
34 OXFORD ASSET MANAGEMENT LLP 135,212 784,000 0.66%
35 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 130,400 756,000 0.64%
36 ARDSLEY ADVISORY PARTNERS LP 125,000 725,000 0.61%
37 RUSSELL INVESTMENTS GROUP, LTD. 106,290 616,000 0.52%
38 BARCLAYS PLC 94,035 545,000 0.46%
39 ALGERT GLOBAL LLC 89,541 519,000 0.44%
40 MAPLELANE CAPITAL, LLC 88,894 515,000 0.43%
41 PINNACLE ASSOCIATES LTD 85,000 493,000 0.41%
42 Hutchin Hill Capital, LP 82,200 477,000 0.40%
43 Verition Fund Management LLC 80,855 469,000 0.39%
44 NORTHERN TRUST CORP 79,938 464,000 0.39%
45 TFS CAPITAL LLC 73,654 427,000 0.36%
46 Municipal Employees' Retirement System of Michigan 64,560 374,000 0.31%
47 GSA CAPITAL PARTNERS LLP 54,400 316,000 0.27%
48 Cubist Systematic Strategies, LLC 51,615 299,000 0.25%
49 Segantii Capital Management Ltd 49,700 288,000 0.24%
50 Granite Point Capital Management, L.P. 40,000 232,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.