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THE9 LTD
THE9 LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 8 Institutional holders with a total value of $397,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 158,300 290,000 73.05%
2 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 38,603 71,000 17.88%
3 WOLVERINE TRADING LP /BD 16,080 29,000 7.30%
4 CUTLER GROUP LLC / CA 1,873 3,000 0.76%
5 UBS Group AG 938 2,000 0.50%
6 Tower Research Capital LLC (TRC) 1,000 2,000 0.50%
7 MCF Advisors LLC 200 0 0.00%
8 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.