| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 777,531 | 540,000 | 47.08% | ||
| 2 | Pentwater Capital Management LP | 311,800 | 217,000 | 18.92% | ||
| 3 | VANGUARD GROUP INC | 181,470 | 126,000 | 10.99% | ||
| 4 | Bank of New York Mellon Corp | 113,030 | 79,000 | 6.89% | ||
| 5 | Virtu KCG Holdings LLC | 71,041 | 49,000 | 4.27% | ||
| 6 | THOMPSON DAVIS & CO., INC. | 66,200 | 46,000 | 4.01% | ||
| 7 | CITADEL ADVISORS LLC | 46,654 | 32,000 | 2.79% | ||
| 8 | EMERSON INVESTMENT MANAGEMENT, LLC | 23,700 | 16,000 | 1.39% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 20,000 | 14,000 | 1.22% | ||
| 10 | NORTHERN TRUST CORP | 16,507 | 11,000 | 0.96% | ||
| 11 | PRIO WEALTH LIMITED PARTNERSHIP | 15,000 | 10,000 | 0.87% | ||
| 12 | UBS AG | 9,511 | 7,000 | 0.61% | ||
| 13 | ROYAL BANK OF CANADA | 19 | 0 | 0.00% | ||
| 14 | MORGAN STANLEY | 26 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
