| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 772,031 | 355,000 | 49.79% | ||
| 2 | Pentwater Capital Management LP | 311,800 | 143,000 | 20.06% | ||
| 3 | VANGUARD GROUP INC | 181,470 | 83,000 | 11.64% | ||
| 4 | Bank of New York Mellon Corp | 113,030 | 52,000 | 7.29% | ||
| 5 | Virtu KCG Holdings LLC | 52,630 | 24,000 | 3.37% | ||
| 6 | CITADEL ADVISORS LLC | 43,738 | 20,000 | 2.81% | ||
| 7 | EMERSON INVESTMENT MANAGEMENT, LLC | 23,700 | 11,000 | 1.54% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 20,000 | 9,000 | 1.26% | ||
| 9 | NORTHERN TRUST CORP | 16,507 | 8,000 | 1.12% | ||
| 10 | UBS AG | 9,500 | 4,000 | 0.56% | ||
| 11 | PRIO WEALTH LIMITED PARTNERSHIP | 10,000 | 4,000 | 0.56% | ||
| 12 | ROYAL BANK OF CANADA | 19 | 0 | 0.00% | ||
| 13 | MORGAN STANLEY | 26 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
