Dark
Light
System
Security
NOVABAY PHARMACEUTICALS INC
NOVABAY PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 18 Institutional holders with a total value of $2,061,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 839,762 705,000 34.21%
2 WEDBUSH SECURITIES INC 303,276 255,000 12.37%
3 GLENMEDE TRUST CO NA 300,000 252,000 12.23%
4 Orbitronix, LP 200,000 168,000 8.15%
5 GARRISON BRADFORD & ASSOCIATES INC 147,000 123,000 5.97%
6 GEODE CAPITAL MANAGEMENT, LLC 142,289 119,000 5.77%
7 RENAISSANCE TECHNOLOGIES LLC 132,100 111,000 5.39%
8 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 103,100 87,000 4.22%
9 DEUTSCHE BANK AG\ 101,800 85,000 4.12%
10 GOLDMAN SACHS GROUP INC 62,023 52,000 2.52%
11 NORTHERN TRUST CORP 58,978 50,000 2.43%
12 EXENCIAL WEALTH ADVISORS, LLC 34,679 29,000 1.41%
13 BOSTON FAMILY OFFICE LLC 17,500 15,000 0.73%
14 UBS AG 7,420 6,000 0.29%
15 MORGAN STANLEY 2,500 2,000 0.10%
16 NEW ENGLAND SECURITIES CORP /MA/ 600 1,000 0.05%
17 ROYAL BANK OF CANADA 1,000 1,000 0.05%
18 Tower Research Capital LLC (TRC) 229 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.