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S&W SEED CO
S&W SEED CO. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 37 Institutional holders with a total value of $56,783,475.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE MICHAEL F 3,197,838 15,829,000 27.88%
2 WYNNEFIELD CAPITAL INC 2,386,496 11,813,000 20.80%
3 Curi Capital, LLC 1,377,596 6,819,000 12.01%
4 KENNEDY CAPITAL MANAGEMENT LLC 828,195 4,100,000 7.22%
5 NORTHPOINTE CAPITAL LLC 727,846 3,603,000 6.35%
6 VANGUARD GROUP INC 562,636 2,785,000 4.90%
7 THB ASSET MANAGEMENT 535,790 2,652,000 4.67%
8 Cutter & CO Brokerage, Inc. 528,178 2,614,000 4.60%
9 BARD ASSOCIATES INC 281,763 1,395,000 2.46%
10 Koshinski Asset Management, Inc. 186,278 922,000 1.62%
11 ESSEX INVESTMENT MANAGEMENT CO LLC 116,931 579,000 1.02%
12 GREAT AMERICAN GROUP, INC. 96,933 480,000 0.85%
13 S Squared Technology, LLC 94,800 469,000 0.83%
14 BlackRock Finance, Inc. 86,488 429,000 0.76%
15 SG Americas Securities, LLC 69,813 346,000 0.61%
16 Municipal Employees' Retirement System of Michigan 68,730 340,000 0.60%
17 WELLINGTON MANAGEMENT GROUP LLP 56,268 279,000 0.49%
18 PEAK6 Group LLC 50,000 248,000 0.44% Call
19 GEODE CAPITAL MANAGEMENT, LLC 47,087 233,000 0.41%
20 NORTHERN TRUST CORP 36,522 180,000 0.32%
21 VERTEX ONE ASSET MANAGEMENT INC. 34,065 169,000 0.30%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 30,000 149,000 0.26%
23 RENAISSANCE TECHNOLOGIES LLC 25,582 127,000 0.22%
24 Bank of New York Mellon Corp 11,732 58,000 0.10%
25 Janney Montgomery Scott LLC 10,400 51,000 0.09%
26 MONETARY MANAGEMENT GROUP INC 10,000 49,000 0.09%
27 THOMPSON DAVIS & CO., INC. 4,000 20,000 0.04%
28 Tower Research Capital LLC (TRC) 3,131 16,000 0.03%
29 DEUTSCHE BANK AG\ 2,719 13,000 0.02%
30 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,504 7,000 0.01%
31 MORGAN STANLEY 1,030 5,000 0.01%
32 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 500 2,475 0.00%
33 CUTLER GROUP LLC / CA 400 1,000 0.00%
34 UBS Group AG 136 1,000 0.00%
35 ADVISOR GROUP, INC. 50 0 0.00%
36 CUTLER GROUP LLC / CA 100 0 0.00% Call
37 ROYAL BANK OF CANADA 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.