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Institutional Investment Manager
AWM Investment Company, Inc.
AWM Investment Company, Inc. (CIK: 0001535264) incorporated in Delaware, located at 527 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 94 holdings with a total value of $508,537,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Vocera Communications Inc 2,206,262 26,916,000 5.29%
2 CEVA Inc 1,137,114 26,563,000 5.22%
3 NEOPHOTONICS CORP 2,233,561 24,256,000 4.77%
4 ORBITAL ATK INC 1,702,446 21,910,000 4.31%
5 LEMAITRE VASCULAR INC COM 1,191,517 20,554,000 4.04%
6 KOPIN CORP 6,405,598 17,423,000 3.43%
7 LendingTree, Inc. 161,308 14,402,000 2.83%
8 VITAE PHARMACEUTICALS INC 795,624 14,401,000 2.83%
9 LIVEPERSON INC 2,093,078 14,128,000 2.78%
10 AEROVIRONMENT INC COM 467,909 13,789,000 2.71%
11 IDEAL PWR INC 1,681,935 13,455,000 2.65%
12 POWERSECURE INTL INC 844,630 12,712,000 2.50%
13 INCONTACT INC 1,300,365 12,405,000 2.44%
14 Brightcove, Inc. 1,943,630 12,051,000 2.37%
15 ENERGOUS CORP 1,471,919 11,643,000 2.29%
16 AVINGER INC 500,000 11,355,000 2.23%
17 PFENEX INC COM 858,775 10,632,000 2.09%
18 NEONODE INC 4,024,446 10,182,000 2.00%
19 SEQUANS COMMUNICATIONS S A 4,371,704 9,181,000 1.81%
20 CPI AEROSTRUCTURES INC COM NEW 931,040 9,059,000 1.78%
21 AMERICAN SUPERCONDUCTOR CORPOR 1,377,838 8,777,000 1.73%
22 LRAD CORP 4,192,710 8,343,000 1.64%
23 IRADIMED CORP 278,330 7,802,000 1.53%
24 ULTRA CLEAN HLDGS INC 1,472,701 7,540,000 1.48%
25 ARDMORE SHIPPING CORP 554,710 7,056,000 1.39%
26 GIGAMON INC 264,877 7,038,000 1.38%
27 DSP GROUP INC 735,935 6,947,000 1.37%
28 AQUA METALS INC COM 1,253,350 6,680,000 1.31%
29 SEACHANGE INTERNATIONAL INCORPORATED 949,913 6,402,000 1.26%
30 MOSYS INC 5,822,957 6,347,000 1.25%
31 MAXLINEAR INC COM 394,438 5,810,000 1.14%
32 REPLIGEN CORP COM 200,000 5,658,000 1.11%
33 FIVE PRIME THERAPEUTICS INC 118,199 4,905,000 0.96%
34 MANITEX INTL INC 781,362 4,649,000 0.91%
35 NETLIST INC 4,954,543 4,360,000 0.86%
36 EXTREME NETWORKS INC COM 1,020,219 4,162,000 0.82%
37 LDR HLDG CORP COM 152,333 3,825,000 0.75%
38 GENOCEA BIOSCIENCES INC 715,000 3,768,000 0.74%
39 PACIRA BIOSCIENCES INC 46,818 3,595,000 0.71%
40 INFUSYSTEM HLDGS INC 1,173,102 3,578,000 0.70%
41 OPKO HEALTH INC 350,000 3,517,000 0.69%
42 Broadwind Energy, Inc. 1,631,480 3,393,000 0.67%
43 NOVAVAX INC COM 400,000 3,356,000 0.66%
44 ESSA Pharma 727,272 3,340,000 0.66%
45 LOXO ONCOLOGY INC COM 105,000 2,987,000 0.59%
46 CVD Equipment Corp 288,700 2,910,000 0.57%
47 XCEL BRANDS INC 360,000 2,700,000 0.53%
48 Trillium Therapeutics Corp. Ca 206,937 2,609,000 0.51%
49 ARATANA THERAPEUTICS INC COM 467,507 2,609,000 0.51%
50 CIDARA THERAPEUTICS INC 150,000 2,574,000 0.51%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001535264-16-000121, filed 2016.02.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.