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WADDELL & REED FINL INC
WADDELL & REED FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 247 Institutional holders with a total value of $1,264,523,586.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GLENMEDE TRUST CO NA 25 0 0.00%
2 VERSANT CAPITAL MANAGEMENT, INC 17 0 0.00%
3 PINKERTON WEALTH, LLC 25 0 0.00%
4 PROFICIO CAPITAL PARTNERS LLC 46 1,000 0.00%
5 ZIONS BANCORPORATION 46 1,000 0.00%
6 D.A. DAVIDSON & CO. 85 1,000 0.00%
7 Cornerstone Advisors, Inc. 115 2,000 0.00%
8 CANADA PENSION PLAN INVESTMENT BOARD 100 2,000 0.00%
9 ORRSTOWN FINANCIAL SERVICES INC 95 2,000 0.00%
10 MARKSTON INTERNATIONAL LLC 124 2,000 0.00%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 103 2,000 0.00%
12 WEALTHPLAN PARTNERS, LLC 200 3,636 0.00%
13 Allworth Financial LP 200 4,000 0.00%
14 First Horizon Advisors, Inc. 251 4,000 0.00%
15 FineMark National Bank & Trust 282 5,000 0.00%
16 Advisory Services Network, LLC 271 5,000 0.00%
17 SIGNATUREFD, LLC 317 6,000 0.00%
18 LOOMIS SAYLES & CO L P 337 6,000 0.00%
19 JNBA Financial Advisors 317 6,000 0.00%
20 Gemmer Asset Management LLC 370 7,000 0.00%
21 Weaver C. Barksdale & Associates, Inc. 359 7,000 0.00%
22 THOMPSON DAVIS & CO., INC. 426 8,000 0.00%
23 Edge Wealth Management LLC 500 9,000 0.00% SH
24 QUADRANT CAPITAL GROUP LLC 1,008 17,000 0.00%
25 Robeco Institutional Asset Management B.V. 958 18,000 0.00%
26 ENTERPRISE FINANCIAL SERVICES CORP 1,061 19,000 0.00%
27 PENSERRA CAPITAL MANAGEMENT LLC 1,172 21,000 0.00%
28 Tower Research Capital LLC (TRC) 1,188 22,000 0.00%
29 IFP ADVISORS, INC 1,271 23,000 0.00%
30 Walleye Trading LLC 1,400 25,000 0.00% Call
31 PITTENGER & ANDERSON INC 1,356 25,000 0.00%
32 FIFTH THIRD BANCORP 1,601 29,000 0.00%
33 SALEM INVESTMENT COUNSELORS INC 174 32,000 0.00%
34 Zurcher Kantonalbank (Zurich Cantonalbank) 2,235 41,000 0.00%
35 BRONFMAN E.L. ROTHSCHILD, L.P. 2,798 51,000 0.00%
36 CUTLER GROUP LLC / CA 22,200 51,000 0.00% Put
37 DUNCKER STREETT & CO INC 3,000 54,000 0.00%
38 Point72 Hong Kong Ltd 3,200 58,000 0.00%
39 Walleye Trading LLC 3,272 59,000 0.00%
40 RIVERHEAD CAPITAL MANAGEMENT LLC 3,400 62,000 0.00%
41 Oakworth Capital, Inc. 3,636 66,000 0.01%
42 SYNOVUS FINANCIAL CORP 3,622 66,000 0.01%
43 NEXT Financial Group, Inc 3,900 71,000 0.01%
44 Creative Planning 4,052 74,000 0.01%
45 ENVESTNET ASSET MANAGEMENT INC 4,253 77,000 0.01%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,744 86,000 0.01%
47 PANAGORA ASSET MANAGEMENT INC 5,263 96,000 0.01%
48 LS Investment Advisors, LLC 5,319 97,000 0.01%
49 Walleye Trading LLC 5,300 97,000 0.01% Put
50 M&R CAPITAL MANAGEMENT INC 5,428 98,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.