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ANNALY CAP MGMT INC
ANNALY CAP MGMT INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 20 Institutional holders with a total value of $21,348,103.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LMR Partners LLP 999,932 10,810,000 50.64%
2 B. Riley Wealth Advisors, Inc. 465 5,252,000 24.60%
3 Camelot Portfolios, LLC 168,264 1,819,000 8.52%
4 GROUP ONE TRADING LLC 89,037 962,000 4.51%
5 BRIGHTON JONES LLC 40,462 437,000 2.05%
6 Sterneck Capital Management, LLC 36,500 395,000 1.85%
7 SPECTRUM ADVISORY SERVICES INC 30,000 324,000 1.52%
8 M Holdings Securities, Inc. 21,466 232,000 1.09%
9 Linscomb Wealth, Inc. 19,799 214,000 1.00%
10 SUMMIT SECURITIES GROUP LLC 19,600 212,000 0.99%
11 Karp Capital Management Corp 14,150 153,000 0.72%
12 JNBA Financial Advisors 12,103 131,000 0.61%
13 Absolute Return Capital, LLC 11,701 126,000 0.59%
14 OPTIMUM INVESTMENT ADVISORS 11,404 123,000 0.58%
15 SIMPLEX TRADING, LLC 7,766 84,000 0.39%
16 Estabrook Capital Management 6,300 68,103 0.32%
17 Lenox Wealth Management, Inc. 300 3,000 0.01%
18 Ironwood Financial, llc 300 3,000 0.01%
19 SUMMIT SECURITIES GROUP LLC 132 0 0.00% Put
20 PINKERTON WEALTH, LLC 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.