| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Strategic Income Management, LLC | 405,300 | 4,486,000 | 57.26% | ||
| 2 | Capital Investment Advisors, LLC | 205,125 | 2,271,000 | 28.99% | ||
| 3 | HL FINANCIAL SERVICES LLC | 42,362 | 469,000 | 5.99% | ||
| 4 | Ken Stern & Associates, Inc. | 15,309 | 169,000 | 2.16% | ||
| 5 | GROUP ONE TRADING LLC | 14,880 | 165,000 | 2.11% | ||
| 6 | CYPRESS WEALTH ADVISORS LLC | 11,106 | 123,000 | 1.57% | ||
| 7 | JNBA Financial Advisors | 7,670 | 85,000 | 1.08% | ||
| 8 | Alexandria Capital, LLC | 2,352 | 26,000 | 0.33% | ||
| 9 | CWM, LLC | 2,200 | 24,000 | 0.31% | ||
| 10 | Archford Capital Strategies, LLC | 958 | 11,000 | 0.14% | ||
| 11 | Lenox Wealth Management, Inc. | 300 | 3,000 | 0.04% | ||
| 12 | PITTENGER & ANDERSON INC | 300 | 3,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
