| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 38,500 | 10,359,000 | 73.95% | ||
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 10,000,000 | 2,702,000 | 19.29% | PRN | |
| 3 | GRACE BROTHERS MANAGEMENT LLC | 3,500 | 945,000 | 6.75% | ||
| 4 | GLENMEDE TRUST CO NA | 9 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
