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EXXI 5 5/8
EXXI 5 5/8. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 4 Institutional holders with a total value of $17,219,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 57,506 11,159,000 64.81%
2 ADVENT CAPITAL MANAGEMENT /DE/ 27,931 5,380,000 31.24%
3 GRACE BROTHERS MANAGEMENT LLC 3,500 679,000 3.94%
4 GLENMEDE TRUST CO NA 9 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.