| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 2,257,859 | 22,387,000 | 77.29% | ||
| 2 | MORGAN STANLEY | 143,556 | 1,425,000 | 4.92% | ||
| 3 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 141,842 | 1,408,000 | 4.86% | ||
| 4 | 1607 Capital Partners, LLC | 137,004 | 1,360,000 | 4.70% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 65,237 | 647,000 | 2.23% | ||
| 6 | CORNERSTONE ADVISORS INC | 59,395 | 589,000 | 2.03% | ||
| 7 | Virtu KCG Holdings LLC | 43,592 | 433,000 | 1.49% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 26,479 | 263,000 | 0.91% | ||
| 9 | CSS LLC/IL | 24,751 | 246,000 | 0.85% | ||
| 10 | UBS Group AG | 9,549 | 95,000 | 0.33% | ||
| 11 | WELLS FARGO & COMPANY/MN | 2,553 | 25,000 | 0.09% | ||
| 12 | ROYAL BANK OF CANADA | 1,925 | 19,000 | 0.07% | ||
| 13 | Winslow, Evans & Crocker, Inc. | 1,596 | 15,850 | 0.05% | ||
| 14 | Tradewinds Capital Management, LLC | 1,311 | 13,000 | 0.04% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 997 | 10,000 | 0.03% | ||
| 16 | US BANCORP \DE\ | 970 | 10,000 | 0.03% | ||
| 17 | CITIGROUP INC | 852 | 8,000 | 0.03% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 567 | 5,630 | 0.02% | ||
| 19 | MSI Financial Services Inc | 400 | 4,000 | 0.01% | ||
| 20 | Tower Research Capital LLC (TRC) | 186 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
