| 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
3,214,533 |
26,890,000 |
76.00% |
|
|
| 2 |
1607 Capital Partners, LLC |
205,456 |
1,721,000 |
4.86% |
|
|
| 3 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
165,704 |
1,388,000 |
3.92% |
|
|
| 4 |
MORGAN STANLEY |
115,045 |
964,000 |
2.72% |
|
|
| 5 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
100,935 |
845,000 |
2.39% |
|
|
| 6 |
FIRST WILSHIRE SECURITIES MANAGEMENT INC |
75,555 |
633,000 |
1.79% |
|
|
| 7 |
CITIGROUP INC |
66,769 |
558,000 |
1.58% |
|
|
| 8 |
CORNERSTONE ADVISORS INC |
64,677 |
540,000 |
1.53% |
|
|
| 9 |
LAZARD ASSET MANAGEMENT LLC |
55,202 |
460,000 |
1.30% |
|
|
| 10 |
Gramercy Funds Management LLC |
44,665 |
374,000 |
1.06% |
|
|
| 11 |
CSS LLC/IL |
26,923 |
225,000 |
0.64% |
|
|
| 12 |
Virtu KCG Holdings LLC |
26,416 |
221,000 |
0.62% |
|
|
| 13 |
DOLIVER ADVISORS, LP |
21,775 |
183,000 |
0.52% |
|
|
| 14 |
GEODE CAPITAL MANAGEMENT, LLC |
11,626 |
97,000 |
0.27% |
|
PRN |
| 15 |
Round Table Services, LLC |
10,400 |
87,000 |
0.25% |
|
|
| 16 |
UBS Group AG |
10,483 |
87,000 |
0.25% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
3,007 |
25,000 |
0.07% |
|
|
| 18 |
Estabrook Capital Management |
2,269 |
19,003 |
0.05% |
|
|
| 19 |
IFP ADVISORS, INC |
2,162 |
18,000 |
0.05% |
|
|
| 20 |
INTEGRATED WEALTH MANAGEMENT |
1,620 |
14,000 |
0.04% |
|
|
| 21 |
Winslow, Evans & Crocker, Inc. |
1,596 |
13,368 |
0.04% |
|
|
| 22 |
Tradewinds Capital Management, LLC |
1,053 |
9,000 |
0.03% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
540 |
5,000 |
0.01% |
|
|
| 24 |
ATWOOD & PALMER INC |
270 |
2,000 |
0.01% |
|
|
| 25 |
TCI Wealth Advisors, Inc. |
94 |
1,000 |
0.00% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
