| 1 |
1607 Capital Partners, LLC |
396,710 |
7,093,000 |
34.68% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
319,098 |
5,705,000 |
27.89% |
|
|
| 3 |
Bulldog Investors, LLP |
116,743 |
2,087,000 |
10.20% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
88,652 |
1,590,000 |
7.77% |
|
|
| 5 |
Gramercy Funds Management LLC |
84,879 |
1,518,000 |
7.42% |
|
|
| 6 |
Cetera Advisor Networks LLC |
32,393 |
581,000 |
2.84% |
|
|
| 7 |
MORGAN STANLEY |
19,129 |
343,000 |
1.68% |
|
|
| 8 |
MSI Financial Services Inc |
15,355 |
275,000 |
1.34% |
|
|
| 9 |
LPL Financial LLC |
14,460 |
259,000 |
1.27% |
|
|
| 10 |
LAZARD ASSET MANAGEMENT LLC |
12,710 |
228,000 |
1.11% |
|
|
| 11 |
DOLIVER ADVISORS, LP |
12,224 |
219,000 |
1.07% |
|
|
| 12 |
UBS AG |
7,429 |
133,000 |
0.65% |
|
|
| 13 |
FIFTH THIRD BANCORP |
3,500 |
63,000 |
0.31% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,450 |
62,000 |
0.30% |
|
|
| 15 |
BANK OF MONTREAL /CAN/ |
3,320 |
59,000 |
0.29% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
2,750 |
49,000 |
0.24% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
2,250 |
40,000 |
0.20% |
|
|
| 18 |
CITIGROUP INC |
2,111 |
38,000 |
0.19% |
|
|
| 19 |
ROYAL BANK OF CANADA |
1,350 |
24,000 |
0.12% |
|
|
| 20 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,295 |
23,155 |
0.11% |
|
|
| 21 |
Evercore Wealth Management, LLC |
1,000 |
18,000 |
0.09% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
850 |
15,000 |
0.07% |
|
|
| 23 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
600 |
11,000 |
0.05% |
|
|
| 24 |
AMERIPRISE FINANCIAL INC |
552 |
10,000 |
0.05% |
|
|
| 25 |
HOWE & RUSLING INC |
500 |
9,000 |
0.04% |
|
|
| 26 |
Ground Swell Capital, LLC |
50 |
1,000 |
0.00% |
|
|
| 27 |
Creative Planning |
15 |
0 |
0.00% |
|
|
