| 1 |
1607 Capital Partners, LLC |
394,434 |
6,548,000 |
35.63% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
382,236 |
6,345,000 |
34.53% |
|
|
| 3 |
Gramercy Funds Management LLC |
83,665 |
1,389,000 |
7.56% |
|
|
| 4 |
Bulldog Investors, LLP |
81,281 |
1,349,000 |
7.34% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
68,182 |
1,135,000 |
6.18% |
|
|
| 6 |
MORGAN STANLEY |
21,455 |
356,000 |
1.94% |
|
|
| 7 |
MSI Financial Services Inc |
19,889 |
330,000 |
1.80% |
|
|
| 8 |
LAZARD ASSET MANAGEMENT LLC |
12,900 |
211,000 |
1.15% |
|
|
| 9 |
LPL Financial LLC |
10,470 |
174,000 |
0.95% |
|
|
| 10 |
UBS Group AG |
8,098 |
135,000 |
0.73% |
|
|
| 11 |
FIFTH THIRD BANCORP |
3,500 |
58,000 |
0.32% |
|
|
| 12 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,450 |
57,000 |
0.31% |
|
|
| 13 |
BANK OF MONTREAL /CAN/ |
3,365 |
56,000 |
0.30% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
2,750 |
46,000 |
0.25% |
|
|
| 15 |
First Personal Financial Services |
2,350 |
39,000 |
0.21% |
|
|
| 16 |
CITIGROUP INC |
1,695 |
28,000 |
0.15% |
|
|
| 17 |
ROYAL BANK OF CANADA |
1,367 |
23,000 |
0.13% |
|
|
| 18 |
NATIONAL PLANNING CORP |
1,368 |
22,824 |
0.12% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,295 |
21,498 |
0.12% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
1,100 |
18,000 |
0.10% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,010 |
17,000 |
0.09% |
|
|
| 22 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
600 |
9,000 |
0.05% |
|
|
| 23 |
HOWE & RUSLING INC |
500 |
8,000 |
0.04% |
|
|
| 24 |
Creative Planning |
50 |
1,000 |
0.01% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
79 |
1,000 |
0.01% |
|
|
