| 1 |
MYCIO WEALTH PARTNERS, LLC |
50 |
1,000 |
0.00% |
|
|
| 2 |
QS Investors, LLC |
18 |
1,000 |
0.00% |
|
|
| 3 |
CUTLER GROUP LLC / CA |
13,000 |
3,000 |
0.00% |
Put |
|
| 4 |
HANSEATIC MANAGEMENT SERVICES INC |
105 |
3,000 |
0.00% |
|
|
| 5 |
INTEGRATED WEALTH MANAGEMENT |
200 |
5,000 |
0.00% |
|
|
| 6 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
200 |
5,000 |
0.00% |
|
|
| 7 |
Cypress Capital Management LLC (WY) |
211 |
5,752 |
0.00% |
|
|
| 8 |
THOMPSON DAVIS & CO., INC. |
250 |
7,000 |
0.00% |
|
|
| 9 |
Crestline Management, LP |
25,000 |
8,000 |
0.00% |
Put |
|
| 10 |
BARCLAYS PLC |
420 |
11,000 |
0.00% |
|
|
| 11 |
TRUST CO OF VERMONT |
500 |
14,000 |
0.00% |
|
|
| 12 |
PNC FINANCIAL SERVICES GROUP, INC. |
700 |
19,000 |
0.00% |
|
|
| 13 |
SEI INVESTMENTS CO |
780 |
21,000 |
0.01% |
|
|
| 14 |
CUTLER GROUP LLC / CA |
3,400 |
33,000 |
0.01% |
Call |
|
| 15 |
SYNOVUS FINANCIAL CORP |
1,636 |
45,000 |
0.01% |
|
|
| 16 |
US BANCORP \DE\ |
1,693 |
46,000 |
0.01% |
|
|
| 17 |
BNP PARIBAS FINANCIAL MARKETS |
1,831 |
49,913 |
0.01% |
|
|
| 18 |
Quantbot Technologies LP |
1,981 |
54,000 |
0.01% |
|
|
| 19 |
BlackRock Finance, Inc. |
1,972 |
54,000 |
0.01% |
|
|
| 20 |
CANADA LIFE ASSURANCE Co |
2,080 |
57,000 |
0.01% |
|
|
| 21 |
SONORA INVESTMENT MANAGEMENT, LLC |
2,195 |
59,836 |
0.02% |
|
|
| 22 |
Zurcher Kantonalbank (Zurich Cantonalbank) |
2,266 |
62,000 |
0.02% |
|
|
| 23 |
Ironwood Financial, llc |
2,399 |
65,000 |
0.02% |
|
|
| 24 |
Creative Planning |
2,842 |
77,000 |
0.02% |
|
|
| 25 |
ROYAL BANK OF CANADA |
3,480 |
95,000 |
0.02% |
|
|
| 26 |
Legal & General Group Plc |
3,896 |
104,000 |
0.03% |
|
|
| 27 |
ADVISOR GROUP, INC. |
4,000 |
109,000 |
0.03% |
|
|
| 28 |
SG Americas Securities, LLC |
4,452 |
121,000 |
0.03% |
|
|
| 29 |
BANK OF MONTREAL /CAN/ |
4,500 |
123,000 |
0.03% |
Put |
|
| 30 |
FIRST MANHATTAN CO. LLC. |
4,750 |
129,000 |
0.03% |
|
|
| 31 |
CITIGROUP INC |
5,465 |
149,000 |
0.04% |
|
|
| 32 |
BANK OF MONTREAL /CAN/ |
5,500 |
150,000 |
0.04% |
|
|
| 33 |
BAIRD FINANCIAL GROUP, INC. |
7,455 |
203,000 |
0.05% |
|
|
| 34 |
SIMPLEX TRADING, LLC |
7,601 |
207,000 |
0.05% |
|
|
| 35 |
EMERALD ACQUISITION LTD. |
9,377 |
256,000 |
0.06% |
|
|
| 36 |
BOOTHBAY FUND MANAGEMENT, LLC |
10,000 |
273,000 |
0.07% |
Put |
|
| 37 |
BOOTHBAY FUND MANAGEMENT, LLC |
10,002 |
273,000 |
0.07% |
|
|
| 38 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
10,715 |
292,000 |
0.07% |
|
|
| 39 |
VOYA INVESTMENT MANAGEMENT LLC |
10,707 |
292,000 |
0.07% |
|
|
| 40 |
BlackRock Group LTD |
11,292 |
308,000 |
0.08% |
|
|
| 41 |
BOKF, NA |
11,384 |
310,000 |
0.08% |
|
|
| 42 |
Commonwealth Equity Services, Inc |
11,465 |
313,000 |
0.08% |
|
|
| 43 |
GSA CAPITAL PARTNERS LLP |
12,000 |
327,000 |
0.08% |
|
|
| 44 |
BLACKROCK ADVISORS LLC |
12,120 |
330,000 |
0.08% |
|
|
| 45 |
HighTower Advisors, LLC |
12,310 |
334,000 |
0.08% |
|
|
| 46 |
BANK OF AMERICA CORP /DE/ |
12,522 |
341,000 |
0.09% |
|
|
| 47 |
CUTLER GROUP LLC / CA |
12,747 |
347,000 |
0.09% |
|
|
| 48 |
FAIRFIELD, BUSH & CO. |
12,990 |
354,000 |
0.09% |
|
|
| 49 |
INDEPENDENCE ADVISORS, LLC |
13,000 |
354,000 |
0.09% |
|
|
| 50 |
AMERICAN INTERNATIONAL GROUP, INC. |
13,283 |
362,095 |
0.09% |
|
|
