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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 7 Institutional holders with a total value of $7,397,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 179,515 4,070,000 55.02%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 74,983 1,700,000 22.98%
3 MORGAN STANLEY 30,688 696,000 9.41%
4 ARDSLEY ADVISORY PARTNERS LP 40,000 465,000 6.29%
5 BUCKINGHAM STRATEGIC WEALTH, LLC 20,000 453,000 6.12%
6 BANK OF AMERICA CORP /DE/ 516 12,000 0.16%
7 Tower Research Capital LLC (TRC) 55 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.