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FIRST TRUST CHINA
FIRST TRUST CHINA. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 8 Institutional holders with a total value of $6,167,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 141,294 2,942,000 47.71%
2 ROYAL BANK OF CANADA 121,006 2,482,000 40.25%
3 MORGAN STANLEY 32,980 676,000 10.96%
4 UBS Group AG 1,454 30,000 0.49%
5 BANK OF AMERICA CORP /DE/ 672 14,000 0.23%
6 IFP ADVISORS, INC 500 10,000 0.16%
7 AMERICAN INTERNATIONAL GROUP, INC. 379 8,000 0.13%
8 MSI Financial Services Inc 250 5,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.