| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DAFNA Capital Management LLC | 202,100 | 2,318,000 | 12.04% | ||
| 2 | Park West Asset Management LLC | 200,000 | 2,294,000 | 11.91% | ||
| 3 | SPHERA FUNDS MANAGEMENT LTD. | 170,000 | 1,950,000 | 10.13% | ||
| 4 | 683 Capital Management, LLC | 158,735 | 1,821,000 | 9.46% | ||
| 5 | Visium Asset Management, LP | 154,773 | 1,776,000 | 9.22% | ||
| 6 | LORD, ABBETT & CO. LLC | 143,600 | 1,647,000 | 8.55% | ||
| 7 | HIGHLAND CAPITAL MANAGEMENT LP | 126,956 | 1,456,000 | 7.56% | ||
| 8 | Granite Point Capital Management, L.P. | 115,000 | 1,319,000 | 6.85% | ||
| 9 | PERCEPTIVE ADVISORS LLC | 75,000 | 860,000 | 4.47% | ||
| 10 | HealthCor Management, L.P. | 71,000 | 814,000 | 4.23% | ||
| 11 | Knoll Capital Management, LLC | 65,000 | 746,000 | 3.87% | ||
| 12 | Gerry Farber, LLC | 52,000 | 596,000 | 3.09% | ||
| 13 | Healthcare Value Capital, LLC | 50,000 | 574,000 | 2.98% | ||
| 14 | SABBY MANAGEMENT, LLC | 31,401 | 360,000 | 1.87% | ||
| 15 | SHEPHERD KAPLAN KROCHUK, LLC | 25,886 | 297,000 | 1.54% | ||
| 16 | DEUTSCHE BANK AG\ | 20,000 | 229,000 | 1.19% | ||
| 17 | Sterling Capital Management LLC | 10,929 | 125,000 | 0.65% | ||
| 18 | MORGAN STANLEY | 3,317 | 38,000 | 0.20% | ||
| 19 | UBS AG | 2,000 | 23,000 | 0.12% | ||
| 20 | Tower Research Capital LLC (TRC) | 1,283 | 15,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
