| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 268,000 | 1,554,000 | 28.82% | ||
| 2 | Park West Asset Management LLC | 201,848 | 1,171,000 | 21.71% | ||
| 3 | DAFNA Capital Management LLC | 158,121 | 917,000 | 17.00% | ||
| 4 | PERCEPTIVE ADVISORS LLC | 75,000 | 435,000 | 8.07% | ||
| 5 | Knoll Capital Management, LLC | 65,000 | 377,000 | 6.99% | ||
| 6 | GOLDMAN SACHS GROUP INC | 47,119 | 273,000 | 5.06% | ||
| 7 | SHEPHERD KAPLAN KROCHUK, LLC | 37,380 | 217,000 | 4.02% | ||
| 8 | MORGAN STANLEY | 24,100 | 140,000 | 2.60% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 19,955 | 115,000 | 2.13% | ||
| 10 | CapWealth Advisors, LLC | 10,000 | 58,000 | 1.08% | ||
| 11 | Spark Investment Management LLC | 10,100 | 57,000 | 1.06% | ||
| 12 | BlackRock Institutional Trust Company, N.A. | 7,780 | 45,000 | 0.83% | ||
| 13 | WELLS FARGO & COMPANY/MN | 2,414 | 14,000 | 0.26% | ||
| 14 | UBS Group AG | 1,606 | 9,000 | 0.17% | ||
| 15 | Tower Research Capital LLC (TRC) | 1,294 | 8,000 | 0.15% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 460 | 3,000 | 0.06% | ||
| 17 | CITIGROUP INC | 81 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
