| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Castle Creek Arbitrage, LLC | 575,000 | 5,606,000 | 82.54% | ||
| 2 | AQR CAPITAL MANAGEMENT LLC | 1,760,000 | 651,000 | 9.58% | ||
| 3 | GLAZER CAPITAL, LLC | 632,576 | 234,000 | 3.45% | ||
| 4 | BASSO CAPITAL MANAGEMENT, L.P. | 240,000 | 89,000 | 1.31% | ||
| 5 | BERKLEY W R CORP | 186,267 | 69,000 | 1.02% | ||
| 6 | Pine River Capital Management L.P. | 125,000 | 46,000 | 0.68% | ||
| 7 | Bulldog Investors, LLP | 115,825 | 43,000 | 0.63% | ||
| 8 | Polar Asset Management Partners Inc. | 81,237 | 30,000 | 0.44% | ||
| 9 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 50,000 | 19,000 | 0.28% | ||
| 10 | DEUTSCHE BANK AG\ | 15,600 | 5,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
