| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Catalyst Capital Advisors LLC | 500,000 | 104,000 | 48.15% | ||
| 2 | Filament LLC | 309,300 | 64,000 | 29.63% | ||
| 3 | CITADEL ADVISORS LLC | 70,848 | 15,000 | 6.94% | ||
| 4 | ROYAL BANK OF CANADA | 59,501 | 12,000 | 5.56% | ||
| 5 | WEDBUSH SECURITIES INC | 25,000 | 5,000 | 2.31% | ||
| 6 | NEXT Financial Group, Inc | 12,000 | 4,000 | 1.85% | ||
| 7 | LPL Financial LLC | 20,000 | 4,000 | 1.85% | ||
| 8 | STOCK YARDS BANK & TRUST CO | 15,000 | 3,000 | 1.39% | ||
| 9 | NATIONAL PLANNING CORP | 10,000 | 2,000 | 0.93% | ||
| 10 | CITIGROUP INC | 10,150 | 2,000 | 0.93% | ||
| 11 | HABERER REGISTERED INVESTMENT ADVISOR INC | 3,000 | 1,000 | 0.46% | SH | |
| 12 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 0 | 0.00% | ||
| 14 | BANK OF MONTREAL /CAN/ | 11 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
