| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Catalyst Capital Advisors LLC | 717,345 | 129,000 | 65.23% | ||
| 2 | CITADEL ADVISORS LLC | 102,117 | 18,000 | 9.10% | ||
| 3 | HighTower Advisors, LLC | 76,000 | 14,000 | 7.08% | ||
| 4 | UBS Group AG | 68,476 | 12,000 | 6.07% | ||
| 5 | ROYAL BANK OF CANADA | 59,501 | 11,000 | 5.56% | ||
| 6 | LPL Financial LLC | 20,000 | 4,000 | 2.02% | ||
| 7 | Creative Planning | 24,250 | 4,000 | 2.02% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,000 | 3,000 | 1.52% | ||
| 9 | NATIONAL PLANNING CORP | 10,000 | 1,747 | 0.88% | ||
| 10 | HABERER REGISTERED INVESTMENT ADVISOR INC | 3,000 | 1,000 | 0.51% | SH | |
| 11 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.