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ADVANCED EMISSIONS SOLUTS IN
ADVANCED EMISSIONS SOLUTS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $124,399,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 2,981,750 27,551,000 22.15%
2 Coliseum Capital Management, LLC 2,099,345 19,398,000 15.59%
3 Greywolf Capital Management LP 2,073,200 19,156,000 15.40%
4 FRANKLIN RESOURCES INC 1,724,209 15,932,000 12.81%
5 ALTA FUNDAMENTAL ADVISERS LLC 1,100,458 10,168,000 8.17%
6 PRICE MICHAEL F 800,000 7,392,000 5.94%
7 VANGUARD GROUP INC 777,784 7,187,000 5.78%
8 BLACKROCK ADVISORS LLC 499,975 4,620,000 3.71%
9 WELLINGTON MANAGEMENT GROUP LLP 403,117 3,725,000 2.99%
10 BlackRock Institutional Trust Company, N.A. 332,976 3,077,000 2.47%
11 AMI INVESTMENT MANAGEMENT INC 164,802 1,523,000 1.22%
12 CONTRARIAN CAPITAL MANAGEMENT, L.L.C. 101,423 937,000 0.75%
13 GEODE CAPITAL MANAGEMENT, LLC 93,402 863,000 0.69%
14 RENAISSANCE TECHNOLOGIES LLC 63,400 586,000 0.47%
15 Apollo Management Holdings, L.P. 50,270 464,000 0.37%
16 NORTHERN TRUST CORP 37,507 346,000 0.28%
17 DEUTSCHE BANK AG\ 35,347 326,000 0.26%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,000 277,000 0.22%
19 BlackRock Group LTD 27,126 251,000 0.20%
20 STATE STREET CORP 14,900 138,000 0.11%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,364 114,000 0.09%
22 Bank of New York Mellon Corp 11,786 109,000 0.09%
23 BARCLAYS PLC 10,630 98,000 0.08%
24 HighTower Advisors, LLC 10,000 92,000 0.07%
25 BANK OF AMERICA CORP /DE/ 3,000 28,000 0.02%
26 UBS Group AG 2,113 20,000 0.02%
27 MORGAN STANLEY 1,500 14,000 0.01%
28 Tower Research Capital LLC (TRC) 300 3,000 0.00%
29 North Star Investment Management Corp. 200 2,000 0.00%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 130 1,000 0.00%
31 GENEOS WEALTH MANAGEMENT INC. 180 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.