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ADVANCED ENERGY INDUSTRIES
ADVANCED ENERGY INDUSTRIES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 230 Institutional holders with a total value of $1,785,524,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QUADRANT CAPITAL GROUP LLC 39 1,000 0.00%
2 Barrett Asset Management, LLC 50 2,000 0.00%
3 MV CAPITAL MANAGEMENT, INC. 33 2,000 0.00%
4 MOSAIC FAMILY WEALTH, LLC 45 2,000 0.00%
5 Financial Architects, Inc 53 3,000 0.00%
6 TCI Wealth Advisors, Inc. 82 4,000 0.00%
7 SIGNATUREFD, LLC 112 5,000 0.00%
8 BANCO ITAU HOLDING FINANCEIRA S A 100 5,000 0.00%
9 Ledyard National Bank 100 5,000 0.00%
10 JNBA Financial Advisors 112 5,000 0.00%
11 FineMark National Bank & Trust 234 11,000 0.00%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 225 11,000 0.00%
13 First Horizon Advisors, Inc. 268 11,000 0.00%
14 MYCIO WEALTH PARTNERS, LLC 250 12,000 0.00%
15 FIRST INTERSTATE BANK 328 16,000 0.00%
16 Cornerstone Advisors, Inc. 492 23,000 0.00%
17 LEBENTHAL ASSET MANAGEMENT, LLC 620 29,000 0.00%
18 ACROSPIRE INVESTMENT MANAGEMENT LLC 700 33,000 0.00%
19 MUFG Americas Holdings Corp 780 37,000 0.00%
20 THOMPSON DAVIS & CO., INC. 799 38,000 0.00%
21 HANSEATIC MANAGEMENT SERVICES INC 830 39,000 0.00%
22 SUTTON WEALTH ADVISORS INC. 954 45,143 0.00%
23 IFP ADVISORS, INC 981 46,000 0.00%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,077 51,000 0.00%
25 Walleye Trading LLC 1,100 52,000 0.00% Put
26 Creative Planning 1,150 54,000 0.00%
27 VERSANT CAPITAL MANAGEMENT, INC 1,227 58,000 0.00%
28 Independent Portfolio Consultants, Inc. 1,360 64,000 0.00%
29 LS Investment Advisors, LLC 1,412 67,000 0.00%
30 PNC FINANCIAL SERVICES GROUP, INC. 1,526 72,000 0.00%
31 SIMPLEX TRADING, LLC 1,722 81,000 0.00%
32 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 1,900 90,000 0.01%
33 RIVERHEAD CAPITAL MANAGEMENT LLC 2,100 99,000 0.01%
34 ADVISOR GROUP, INC. 2,187 104,000 0.01%
35 NumerixS Investment Technologies Inc 2,400 114,000 0.01%
36 VICTORY CAPITAL MANAGEMENT INC 2,429 115,000 0.01%
37 MEEDER ASSET MANAGEMENT INC 2,840 135,000 0.01%
38 PARADIGM ASSET MANAGEMENT CO LLC 2,900 137,228 0.01%
39 Daiwa Securities Group Inc. 3,200 151,000 0.01%
40 WESTPORT RESOURCES MANAGEMENT INC 3,675 174,000 0.01%
41 TEACHER RETIREMENT SYSTEM OF TEXAS 4,311 204,000 0.01%
42 INTEGRATED INVESTMENT CONSULTANTS, LLC 4,636 212,000 0.01%
43 SG Americas Securities, LLC 4,518 214,000 0.01%
44 AMALGAMATED BANK 4,571 216,000 0.01%
45 Cubist Systematic Strategies, LLC 4,638 219,000 0.01%
46 US BANCORP \DE\ 4,670 221,000 0.01%
47 ProShare Advisors LLC 4,687 222,000 0.01%
48 CITADEL ADVISORS LLC 4,872 231,000 0.01%
49 BlackRock Finance, Inc. 4,956 235,000 0.01%
50 BOKF, NA 5,030 238,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.