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NAVIOS MARITIME HLDGS INC
NAVIOS MARITIME HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 9 Institutional holders with a total value of $4,367,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DUBUQUE BANK & TRUST CO 83,515 2,117,000 48.48%
2 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 35,867 909,000 20.82%
3 BANTA ASSET MANAGEMENT LP 26,800 686,000 15.71%
4 WELLS FARGO & COMPANY/MN 10,591 268,000 6.14%
5 Madden Advisory Services, Inc. 10,000 254,000 5.82%
6 ROYAL BANK OF CANADA 2,000 51,000 1.17% PRN
7 CITIGROUP INC 1,574 40,000 0.92%
8 UBS AG 1,461 37,000 0.85%
9 Ground Swell Capital, LLC 200 5,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.