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NAVIOS MARITIME HLDGS INC
NAVIOS MARITIME HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 9 Institutional holders with a total value of $4,390,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DUBUQUE BANK & TRUST CO 74,655 1,922,000 43.78%
2 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 42,100 1,084,000 24.69%
3 BANTA ASSET MANAGEMENT LP 27,900 718,000 16.36%
4 WELLS FARGO & COMPANY/MN 11,991 309,000 7.04%
5 Madden Advisory Services, Inc. 10,000 257,000 5.85%
6 ROYAL BANK OF CANADA 2,000 51,000 1.16% PRN
7 UBS AG 1,221 31,000 0.71%
8 DEUTSCHE BANK AG\ 400 10,000 0.23%
9 Ground Swell Capital, LLC 300 8,000 0.18%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.