| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 4,000 | 0.77% | ||
| 2 | UBS Group AG | 500 | 4,000 | 0.77% | ||
| 3 | MORGAN STANLEY | 5,035 | 36,000 | 6.96% | ||
| 4 | WELLS FARGO & COMPANY/MN | 8,911 | 67,000 | 12.96% | ||
| 5 | CSS LLC/IL | 16,952 | 128,000 | 24.76% | ||
| 6 | Barnett & Company, Inc. | 36,900 | 278,000 | 53.77% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.