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Novartis AG ADR
Novartis AG ADR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 72 Institutional holders with a total value of $391,799,227.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SCOUT INVESTMENTS, INC. 784,530 73,848,000 18.85%
2 NICHOLS & PRATT ADVISERS LLP /MA 431,298 40,572,000 10.36%
3 BOWEN HANES & CO INC 341,270 32,124,000 8.20%
4 DEARBORN PARTNERS LLC 253,142 23,828,000 6.08%
5 WBI INVESTMENTS, LLC 191,949 18,068,000 4.61%
6 COMPASS CAPITAL MANAGEMENT, INC 188,673 17,760,000 4.53%
7 World Asset Management Inc 139,800 13,159,000 3.36%
8 CHILTON CAPITAL MANAGEMENT LLC 117,157 11,028,000 2.81%
9 MANAGED ASSET PORTFOLIOS, LLC 108,256 10,190,000 2.60%
10 Crestwood Advisors Group, LLC 102,465 9,645,000 2.46%
11 EAGLE GLOBAL ADVISORS LLC 92,357 8,694,000 2.22%
12 BUCKHEAD CAPITAL MANAGEMENT LLC 81,502 7,672,000 1.96%
13 GAMBLE JONES INVESTMENT COUNSEL 79,811 7,395,000 1.89%
14 WILKINS INVESTMENT COUNSEL INC 78,000 7,342,000 1.87%
15 VANTAGE WEALTH 73,604 6,928,000 1.77%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 65,492 6,165,000 1.57%
17 Kimelman & Baird, LLC 65,400 6,156,000 1.57%
18 FLPUTNAM INVESTMENT MANAGEMENT CO 59,076 5,561,000 1.42%
19 BOURGEON CAPITAL MANAGEMENT LLC 56,160 5,286,000 1.35%
20 Windsor Financial Group, LLC 54,694 5,148,000 1.31%
21 LOEB PARTNERS CORP 52,825 4,972,000 1.27%
22 Curi Capital, LLC 52,756 4,966,000 1.27%
23 D L CARLSON INVESTMENT GROUP INC 47,374 4,459,000 1.14%
24 CARRET ASSET MANAGEMENT, LLC 44,015 4,143,000 1.06%
25 KCM INVESTMENT ADVISORS LLC 41,997 3,953,000 1.01%
26 Matterhorn Capital Management, LLC 38,530 3,627,000 0.93%
27 WOODMONT INVESTMENT COUNSEL LLC 37,088 3,491,000 0.89%
28 AMERICAN NATIONAL INSURANCE CO 33,600 3,163,000 0.81%
29 Geneva Advisors, LLC 32,660 3,074,000 0.78%
30 CATAWBA CAPITAL MANAGEMENT /VA 29,396 2,767,000 0.71%
31 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 29,222 2,751,000 0.70%
32 Narwhal Capital Management 23,875 2,247,000 0.57%
33 Barrington Strategic Wealth Management Group LLC 23,492 2,211,000 0.56%
34 TAURUS ASSET MANAGEMENT, LLC 22,600 2,127,000 0.54%
35 HIGH POINTE CAPITAL MANAGEMENT LLC 21,060 1,982,000 0.51%
36 RONALD BLUE & CO LLC 19,146 1,802,000 0.46%
37 OARSMAN CAPITAL, INC. 17,350 1,633,000 0.42%
38 SCHMIDT P J INVESTMENT MANAGEMENT INC 16,090 1,515,000 0.39%
39 FIC CAPITAL INC 15,674 1,475,000 0.38%
40 GFS Advisors, LLC 15,100 1,421,000 0.36%
41 Avalon Investment & Advisory 14,884 1,401,000 0.36%
42 Wellington Shields Capital Management, LLC 13,495 1,270,000 0.32%
43 Cetera Advisor Networks LLC 12,661 1,186,000 0.30%
44 PARSONS CAPITAL MANAGEMENT INC/RI 10,719 1,009,000 0.26%
45 Nichols Asset Management LLC 9,870 929,000 0.24%
46 CHICKASAW CAPITAL MANAGEMENT LLC 8,000 753,000 0.19%
47 First City Capital Management, Inc. 7,917 745,227 0.19%
48 LEE DANNER & BASS INC 7,881 742,000 0.19%
49 RUANE, CUNNIFF & GOLDFARB INC 7,772 732,000 0.19%
50 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 6,957 655,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.