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Novartis AG ADR
Novartis AG ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 49 Institutional holders with a total value of $232,649,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NICHOLS & PRATT ADVISERS LLP /MA 425,761 30,812,000 13.24%
2 DEARBORN PARTNERS LLC 332,057 24,055,000 10.34%
3 SCOUT INVESTMENTS, INC. 291,050 21,084,000 9.06%
4 Reynders McVeigh Capital Management, LLC 277,537 20,105,000 8.64%
5 Tweedy, Browne Co LLC 237,664 17,216,000 7.40%
6 COMPASS CAPITAL MANAGEMENT, INC 214,352 15,528,000 6.67%
7 World Asset Management Inc 152,976 11,082,000 4.76%
8 Crestwood Advisors Group, LLC 125,530 9,093,000 3.91%
9 VANTAGE WEALTH 114,654 8,306,000 3.57%
10 ZEVIN ASSET MANAGEMENT LLC 103,870 7,524,000 3.23%
11 Kimelman & Baird, LLC 94,210 6,824,000 2.93%
12 WILKINS INVESTMENT COUNSEL INC 90,400 6,549,000 2.81%
13 BUCKHEAD CAPITAL MANAGEMENT LLC 88,816 6,434,000 2.77%
14 Advisors Capital Management, LLC 87,137 6,312,000 2.71%
15 GAMBLE JONES INVESTMENT COUNSEL 68,460 4,959,000 2.13%
16 KCM INVESTMENT ADVISORS LLC 47,088 3,411,000 1.47%
17 CARRET ASSET MANAGEMENT, LLC 45,011 3,261,000 1.40%
18 FLPUTNAM INVESTMENT MANAGEMENT CO 42,886 3,107,000 1.34%
19 NorthCoast Asset Management LLC 37,193 2,694,000 1.16%
20 AMERICAN NATIONAL INSURANCE CO 33,600 2,434,000 1.05%
21 Avalon Investment & Advisory 32,109 2,326,000 1.00%
22 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 31,065 2,250,000 0.97%
23 CATAWBA CAPITAL MANAGEMENT /VA 29,896 2,166,000 0.93%
24 TAURUS ASSET MANAGEMENT, LLC 21,750 1,576,000 0.68%
25 SCHMIDT P J INVESTMENT MANAGEMENT INC 21,380 1,549,000 0.67%
26 AR ASSET MANAGEMENT INC 17,300 1,253,000 0.54%
27 OARSMAN CAPITAL, INC. 16,925 1,226,000 0.53%
28 Narwhal Capital Management 14,575 1,056,000 0.45%
29 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 10,884 788,000 0.34%
30 SHELTON CAPITAL MANAGEMENT 10,470 758,000 0.33%
31 Nichols Asset Management LLC 9,870 715,000 0.31%
32 LEE DANNER & BASS INC 8,130 625,000 0.27%
33 Norman Fields, Gottscho Capital Management, LLC 8,435 611,000 0.26%
34 CHICKASAW CAPITAL MANAGEMENT LLC 8,000 580,000 0.25%
35 GFS Advisors, LLC 6,765 490,000 0.21%
36 HIGH POINTE CAPITAL MANAGEMENT LLC 6,560 475,000 0.20%
37 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 6,000 434,000 0.19%
38 BURNHAM ASSET MANAGEMENT CORP /NY/ 5,800 421,000 0.18%
39 HUTCHINSON CAPITAL MANAGEMENT/CA 5,672 411,000 0.18%
40 Parsec Financial Management, Inc. 4,602 333,000 0.14%
41 Ballentine Partners, LLC 4,386 317,000 0.14%
42 ABNER HERRMAN & BROCK LLC 4,108 298,000 0.13%
43 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 3,600 261,000 0.11%
44 Waldron Private Wealth LLC 2,966 257,000 0.11%
45 FARR MILLER & WASHINGTON LLC/DC 3,357 243,000 0.10%
46 Hugh Johnson Advisors LLC 3,095 224,000 0.10%
47 QUADRANT CAPITAL GROUP LLC 1,760 121,000 0.05%
48 QCI ASSET MANAGEMENT INC/NY 910 66,000 0.03%
49 ISTHMUS PARTNERS, LLC 400 29,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.