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GLAXOSMITHKLINE PLC SPONSOR
GLAXOSMITHKLINE PLC SPONSOR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 38 Institutional holders with a total value of $57,283,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVIANCE CAPITAL MANAGEMENT, LLC 327,829 12,605,000 22.00%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 247,193 9,505,000 16.59%
3 World Asset Management Inc 126,137 4,850,000 8.47%
4 TEALWOOD ASSET MANAGEMENT INC 91,440 3,516,000 6.14%
5 Curi Capital, LLC 67,196 2,584,000 4.51%
6 Azimuth Capital Management LLC 63,290 2,434,000 4.25%
7 KCM INVESTMENT ADVISORS LLC 38,537 1,482,000 2.59%
8 Lafayette Investments, Inc. 36,815 1,416,000 2.47%
9 HARBOUR INVESTMENT MANAGEMENT LLC 33,440 1,286,000 2.24%
10 SVB WEALTH LLC 32,304 1,242,000 2.17%
11 ROTHSCHILD INVESTMENT LLC /IL 31,934 1,228,000 2.14%
12 Ramsay, Stattman, Vela & Price, Inc. 30,991 1,192,000 2.08%
13 Hamilton Point Investment Advisors, LLC 30,496 1,173,000 2.05%
14 Livingston Group Asset Management CO (operating as Southport Capital Management) 30,382 1,168,000 2.04%
15 Bollard Group LLC 29,288 1,126,000 1.97%
16 GAMBLE JONES INVESTMENT COUNSEL 28,980 1,114,000 1.94%
17 Reynders McVeigh Capital Management, LLC 26,329 1,012,000 1.77%
18 SCHMIDT P J INVESTMENT MANAGEMENT INC 24,820 954,000 1.67%
19 Camelot Portfolios, LLC 23,353 898,000 1.57%
20 ROANOKE ASSET MANAGEMENT CORP/ NY 20,150 775,000 1.35%
21 BEACH INVESTMENT COUNSEL INC/PA 17,700 681,000 1.19%
22 AUGUSTINE ASSET MANAGEMENT INC 17,305 665,000 1.16%
23 Avalon Investment & Advisory 13,940 536,000 0.94%
24 BOWEN HANES & CO INC 13,660 525,000 0.92%
25 GRANDFIELD & DODD, LLC 12,391 476,000 0.83%
26 Ballentine Partners, LLC 10,292 395,000 0.69%
27 PREMIER ASSET MANAGEMENT LLC 8,395 322,000 0.56%
28 PRIO WEALTH LIMITED PARTNERSHIP 8,073 310,000 0.54%
29 SONATA CAPITAL GROUP INC 6,480 249,000 0.43%
30 RONALD BLUE & CO LLC 6,302 242,000 0.42%
31 Fiera Capital Corp 5,985 230,000 0.40%
32 FRONTIER INVESTMENT MGMT CO 5,917 228,000 0.40%
33 SignalPoint Asset Management, LLC 5,747 221,000 0.39%
34 Sequent Asset Management, LLC 5,517 212,000 0.37%
35 First Dallas Securities Inc. 5,505 212,000 0.37%
36 BURNHAM ASSET MANAGEMENT CORP /NY/ 5,209 200,000 0.35%
37 Karp Capital Management Corp 457 18,000 0.03%
38 QCI ASSET MANAGEMENT INC/NY 16 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.