Dark
Light
System
Security
GLAXOSMITHKLINE PLC SPONSOR
GLAXOSMITHKLINE PLC SPONSOR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 35 Institutional holders with a total value of $109,306,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVIANCE CAPITAL MANAGEMENT, LLC 854,640 36,861,000 33.72%
2 Avalon Investment & Advisory 655,924 28,290,000 25.88%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 257,950 11,125,000 10.18%
4 World Asset Management Inc 162,955 7,028,000 6.43%
5 Azimuth Capital Management LLC 74,048 3,194,000 2.92%
6 Bollard Group LLC 49,079 2,117,000 1.94%
7 Hamilton Point Investment Advisors, LLC 36,956 1,594,000 1.46%
8 Lafayette Investments, Inc. 36,815 1,588,000 1.45%
9 ROTHSCHILD INVESTMENT LLC /IL 33,544 1,447,000 1.32%
10 NorthCoast Asset Management LLC 32,798 1,415,000 1.29%
11 PREMIER ASSET MANAGEMENT LLC 29,870 1,288,000 1.18%
12 KCM INVESTMENT ADVISORS LLC 29,863 1,288,000 1.18%
13 Livingston Group Asset Management CO (operating as Southport Capital Management) 27,199 1,173,000 1.07%
14 GAMBLE JONES INVESTMENT COUNSEL 25,693 1,108,000 1.01%
15 Ramsay, Stattman, Vela & Price, Inc. 24,591 1,061,000 0.97%
16 SVB WEALTH LLC 22,253 960,000 0.88%
17 AUGUSTINE ASSET MANAGEMENT INC 17,410 750,000 0.69%
18 BEACH INVESTMENT COUNSEL INC/PA 17,400 750,000 0.69%
19 Reynders McVeigh Capital Management, LLC 14,747 636,000 0.58%
20 BOWEN HANES & CO INC 14,638 631,000 0.58%
21 SHELTON CAPITAL MANAGEMENT 16,331 629,000 0.58%
22 InterOcean Capital, LLC 13,560 585,000 0.54%
23 BUCKHEAD CAPITAL MANAGEMENT LLC 10,830 467,000 0.43%
24 SCHMIDT P J INVESTMENT MANAGEMENT INC 10,300 444,000 0.41%
25 Ballentine Partners, LLC 9,659 417,000 0.38%
26 GRANDFIELD & DODD, LLC 9,481 409,000 0.37%
27 Norman Fields, Gottscho Capital Management, LLC 8,667 374,000 0.34%
28 PRIO WEALTH LIMITED PARTNERSHIP 7,019 302,000 0.28%
29 SignalPoint Asset Management, LLC 6,803 293,000 0.27%
30 First Dallas Securities Inc. 6,365 274,000 0.25%
31 SONATA CAPITAL GROUP INC 6,180 267,000 0.24%
32 BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 5,950 258,000 0.24%
33 J.P. Morgan Private Wealth Advisors LLC 4,407 190,000 0.17%
34 VALLEY WEALTH MANAGERS, INC. 2,143 92,000 0.08%
35 QCI ASSET MANAGEMENT INC/NY 16 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.