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ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 29 Institutional holders with a total value of $33,518,204.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 170,313 8,683,000 25.91%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 94,957 4,917,000 14.67%
3 Atria Investments, Inc 56,354 2,918,000 8.71%
4 MORGAN STANLEY 50,692 2,625,000 7.83%
5 ENVESTNET ASSET MANAGEMENT INC 41,902 2,170,000 6.47%
6 MSI Financial Services Inc 32,973 1,707,000 5.09%
7 UBS AG 27,956 1,448,000 4.32%
8 JANE STREET GROUP, LLC 25,923 1,342,000 4.00%
9 Orion Porfolio Solutions, LLC 24,000 1,243,000 3.71%
10 First Allied Advisory Services, Inc. 22,923 1,187,000 3.54%
11 ROYAL BANK OF CANADA 21,152 1,095,000 3.27%
12 STIFEL FINANCIAL CORP 14,969 775,000 2.31%
13 OPPENHEIMER & CO INC 9,949 515,000 1.54%
14 BECK CAPITAL MANAGEMENT, LLC 8,965 453,000 1.35%
15 Investors Capital Advisory Services 7,500 388,000 1.16%
16 Partnervest Advisory Services LLC 6,558 340,000 1.01%
17 Private Advisor Group, LLC 5,779 299,000 0.89%
18 HighTower Advisors, LLC 5,000 259,000 0.77%
19 KMS FINANCIAL SERVICES, INC 4,100 212,000 0.63%
20 Miller Investment Management, LP 4,000 207,000 0.62%
21 CITIGROUP INC 3,252 168,000 0.50%
22 WESTPORT RESOURCES MANAGEMENT INC 2,900 150,000 0.45%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,707 140,000 0.42%
24 AMERICAN INTERNATIONAL GROUP, INC. 1,800 93,204 0.28%
25 NEW ENGLAND SECURITIES CORP /MA/ 1,400 72,000 0.21%
26 FIRST MANHATTAN CO. LLC. 1,235 63,000 0.19%
27 NEXT Financial Group, Inc 850 44,000 0.13%
28 BANK OF AMERICA CORP /DE/ 54 3,000 0.01%
29 Catalyst Capital Advisors LLC 30 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.