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ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 36 Institutional holders with a total value of $35,852,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 69,935 3,893,000 10.86%
2 MORGAN STANLEY 65,215 3,667,000 10.23%
3 UBS Group AG 63,440 3,568,000 9.95%
4 MSI Financial Services Inc 47,681 2,682,000 7.48%
5 Merriman Wealth Management, LLC 40,000 2,250,000 6.28%
6 JANE STREET GROUP, LLC 37,638 2,117,000 5.90%
7 STIFEL FINANCIAL CORP 36,137 2,032,000 5.67%
8 VSR Financial Services, Inc. 34,763 1,955,000 5.45%
9 Commonwealth Equity Services, Inc 34,359 1,932,000 5.39%
10 Raymond James Financial Services Advisors, Inc. 32,248 1,814,000 5.06%
11 WIMMER ASSOCIATES 1, LLC 23,006 1,294,000 3.61%
12 Ancora Advisors LLC 21,169 1,191,000 3.32%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,457 1,150,000 3.21%
14 WELLS FARGO & COMPANY/MN 13,979 786,000 2.19%
15 ROYAL BANK OF CANADA 13,424 754,000 2.10%
16 NORTHERN TRUST CORP 11,585 652,000 1.82%
17 SG Americas Securities, LLC 10,275 578,000 1.61%
18 CITADEL ADVISORS LLC 9,316 523,000 1.46%
19 Partnervest Advisory Services LLC 8,481 477,000 1.33%
20 HighTower Advisors, LLC 6,889 387,000 1.08%
21 Miller Investment Management, LP 6,355 357,000 1.00%
22 OPPENHEIMER & CO INC 5,626 316,000 0.88%
23 Investors Capital Advisory Services 5,500 309,000 0.86%
24 IRON Financial LLC 4,644 261,000 0.73%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,409 247,000 0.69%
26 CITIGROUP INC 4,329 243,000 0.68%
27 IFP ADVISORS, INC 2,458 138,000 0.38%
28 AMERICAN INTERNATIONAL GROUP, INC. 2,150 121,000 0.34%
29 ENVESTNET ASSET MANAGEMENT INC 1,166 66,000 0.18%
30 CWM, LLC 626 35,000 0.10%
31 People's United Financial, Inc. 350 20,000 0.06%
32 FIRST MANHATTAN CO. LLC. 323 18,000 0.05%
33 Creative Planning 231 13,000 0.04%
34 GENEOS WEALTH MANAGEMENT INC. 100 5,000 0.01%
35 Advisory Services Network, LLC 10 1,000 0.00%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.