| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 25,310 | 28,299,000 | 40.96% | ||
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 25,208,000 | 28,158,000 | 40.75% | PRN | |
| 3 | KILLEN GROUP INC | 10,000 | 11,181,000 | 16.18% | ||
| 4 | GRACE BROTHERS MANAGEMENT LLC | 1,300 | 1,454,000 | 2.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
