| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 33,390 | 37,042,000 | 55.44% | ||
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 25,699 | 28,334,000 | 42.41% | ||
| 3 | GRACE BROTHERS MANAGEMENT LLC | 1,300 | 1,437,000 | 2.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.