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ALLIANCE HOLDINGS GP LP
ALLIANCE HOLDINGS GP LP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 61 Institutional holders with a total value of $352,683,060.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Neuberger Berman Group LLC 6,540,201 179,398,000 50.87%
2 Energy Income Partners, LLC 1,719,164 47,157,000 13.37%
3 Meiji Yasuda Life Insurance Co 1,588,000 36,286,000 10.29%
4 Mountain Lake Investment Management LLC 387,300 10,624,000 3.01%
5 OppenheimerFunds, Inc. 289,386 7,938,000 2.25%
6 WELLS FARGO & COMPANY/MN 281,816 7,730,000 2.19%
7 NFC Investments, LLC 232,160 6,368,000 1.81%
8 MORGAN STANLEY 229,931 6,307,000 1.79%
9 ACADIAN ASSET MANAGEMENT LLC 167,787 4,602,000 1.30%
10 GOLDMAN SACHS GROUP INC 156,033 4,280,000 1.21%
11 TIEDEMANN ADVISORS, LLC 129,190 3,544,000 1.00%
12 FIRST MANHATTAN CO. LLC. 112,350 3,081,000 0.87%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 110,400 3,028,000 0.86% Put
14 VAN ECK ASSOCIATES CORP 100,190 2,748,000 0.78%
15 DEUTSCHE BANK AG\ 95,822 2,628,000 0.75%
16 GEODE CAPITAL MANAGEMENT, LLC 86,278 2,365,000 0.67%
17 RENAISSANCE TECHNOLOGIES LLC 84,880 2,328,000 0.66%
18 GLENMEDE TRUST CO NA 81,057 2,222,000 0.63%
19 HighTower Advisors, LLC 48,000 1,317,000 0.37%
20 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 47,100 1,292,000 0.37%
21 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 45,440 1,246,000 0.35%
22 U S GLOBAL INVESTORS INC 44,900 1,232,000 0.35%
23 GSA CAPITAL PARTNERS LLP 38,596 1,059,000 0.30%
24 BOKF, NA 36,856 1,010,000 0.29%
25 GABELLI FUNDS LLC 34,000 933,000 0.26%
26 WOLVERINE TRADING LP /BD 31,521 904,000 0.26%
27 Invesco Ltd. 31,991 877,000 0.25%
28 Arrow Investment Advisors, LLC 31,984 877,000 0.25%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,700 870,000 0.25% Call
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,257 858,000 0.24%
31 Texas Yale Capital Corp. 24,985 685,000 0.19%
32 Allianz Asset Management GmbH 23,215 637,000 0.18%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,935 629,000 0.18%
34 BANK OF AMERICA CORP /DE/ 22,207 609,000 0.17%
35 Sumitomo Mitsui Trust Group, Inc. 22,000 603,000 0.17%
36 SIMPLEX TRADING, LLC 15,595 427,000 0.12%
37 WOLVERINE TRADING LP /BD 14,200 407,000 0.12% Call
38 PRINCIPAL FINANCIAL GROUP INC 14,753 405,000 0.11%
39 CLINTON GROUP INC 14,442 396,144 0.11%
40 Parallax Volatility Advisers, L.P. 13,039 358,000 0.10%
41 BARCLAYS PLC 11,862 325,000 0.09%
42 BALYASNY ASSET MANAGEMENT L.P. 11,702 321,000 0.09%
43 Global X Management CO LLC 11,385 312,000 0.09%
44 LPL Financial LLC 10,566 303,000 0.09%
45 RATIONAL ADVISORS, INC. 10,000 274,000 0.08%
46 CITADEL ADVISORS LLC 8,400 230,000 0.07% Put
47 CUTLER GROUP LLC / CA 6,892 189,000 0.05%
48 ROYAL BANK OF CANADA 6,283 172,000 0.05%
49 Walleye Trading LLC 2,500 69,000 0.02%
50 FIFTH THIRD BANCORP 2,200 60,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.