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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 326 Institutional holders with a total value of $3,053,011,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 Strategic Advisors LLC 13,919 246,000 0.01%
252 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,900 245,000 0.01% Call
253 CHOREO, LLC 13,814 244,000 0.01%
254 HBK Sorce Advisory LLC 13,640 241,000 0.01%
255 North Star Investment Management Corp. 13,590 240,000 0.01%
256 Barnett & Company, Inc. 13,440 237,000 0.01%
257 BECK CAPITAL MANAGEMENT, LLC 13,095 234,000 0.01%
258 Manchester Capital Management LLC 13,027 230,000 0.01%
259 Wilmington Savings Fund Society, FSB 12,995 229,000 0.01%
260 SII INVESTMENTS INC/WI 12,873 228,000 0.01%
261 Cypress Capital Group 12,800 226,000 0.01%
262 IFC Holdings Incorporated/FL 12,269 218,000 0.01%
263 Conestoga Capital Advisors, LLC 12,200 215,000 0.01%
264 DENVER INVESTMENT ADVISORS LLC 12,090 214,000 0.01%
265 Dorsey & Whitney Trust CO LLC 12,100 214,000 0.01%
266 Relative Value Partners, LLC 11,892 210,000 0.01%
267 TRAN CAPITAL MANAGEMENT, L.P. 11,620 205,000 0.01%
268 MARATHON CAPITAL MANAGEMENT 11,500 203,000 0.01%
269 INTEGRATED WEALTH COUNSEL, LLC 11,325 200,000 0.01%
270 FIELDPOINT PRIVATE ADVISORS, INC 11,280 199,000 0.01%
271 USCA RIA LLC 11,129 197,000 0.01%
272 SEGALL BRYANT & HAMILL, LLC 10,965 194,000 0.01%
273 Family Manage LLC 11,000 194,000 0.01%
274 DAVIS R M INC 10,950 193,000 0.01%
275 U S GLOBAL INVESTORS INC 10,850 189,000 0.01%
276 Capital Analysts, LLC 10,687 188,734 0.01%
277 Somerset Group LLC 10,555 186,000 0.01%
278 CAPTRUST FINANCIAL ADVISORS 10,397 184,000 0.01%
279 Kavar Capital Partners, LLC 10,248 180,000 0.01%
280 Tortoise Investment Management, LLC 10,000 177,000 0.01%
281 BANQUE PICTET & CIE SA 10,000 177,000 0.01%
282 Dana Investment Advisors, Inc. 10,033 177,000 0.01%
283 Partnervest Advisory Services LLC 7,888 139,000 0.00%
284 Joel Isaacson & Co., LLC 7,335 130,000 0.00%
285 Cutler Capital Management, LLC 7,000 123,000 0.00%
286 BESSEMER GROUP INC 6,205 110,000 0.00%
287 TD Capital Management LLC 5,900 104,000 0.00%
288 FineMark National Bank & Trust 5,278 93,000 0.00%
289 American Research & Management Co. 4,905 87,000 0.00%
290 CENTRAL TRUST Co 4,300 76,000 0.00%
291 Crosspoint Capital Strategies, LLC 3,840 68,000 0.00%
292 Kistler-Tiffany Companies, LLC 3,474 61,000 0.00%
293 WealthTrust-Arizona, LLC 3,078 54,000 0.00%
294 BARCLAYS PLC 3,200 54,000 0.00% Call
295 WESTPORT RESOURCES MANAGEMENT INC 3,000 53,000 0.00%
296 Bartlett & Co. LLC 2,855 50,000 0.00%
297 CapWealth Advisors, LLC 2,256 40,000 0.00%
298 Carroll Financial Associates, Inc. 2,262 40,000 0.00%
299 FARMERS & MERCHANTS INVESTMENTS INC 2,191 39,000 0.00%
300 KANALY TRUST CO 2,000 35,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.